broker/dealer subsidiary

broker/dealer subsidiary
Биржевой термин: брокерско-дилерская фирма

Универсальный англо-русский словарь. . 2011.

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  • Net capital rule — The uniform net capital rule is a rule created by the U.S. Securities and Exchange Commission ( SEC ) in 1975 to regulate directly the ability of broker dealers to meet their financial obligations to customers and other creditors.[1] Broker… …   Wikipedia

  • Max C. Chapman — Max Carrol Chapman Jr. was the President and CEO of Kidder, Peabody Co., the investment banking and broker dealer subsidiary of the parent, Kidder, Peabody Group, Inc. He also served as President and Chief Operating Officer of the parent company …   Wikipedia

  • Charles Patrick Garcia — Born February 28, 1961 (1961 02 28) (age 50) …   Wikipedia

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  • Zions Direct — Infobox Company name = Zions Direct Brokerage type = Non bank subsidiary of Zions Bank, a subsidiary of Zions Bancorporation: Public (nasdaq2|ZION) slogan = foundation = Zions Bancorporation Salt Lake City, Utah, USA (1873) location = Salt Lake… …   Wikipedia

  • FOLIOfn — FOLIO fn , Inc. is a brokerage and investment company serving investors, financial advisors, and financial institutions around the world. FOLIOfn offers its brokerage services on both a full service basis and a technology licensed basis. Through… …   Wikipedia

  • American National Insurance Company — Infobox Company company name = American National Insurance Company, Inc company company type = Public (nasdaq|ANAT) company slogan = foundation = 1905 location = One Moody Plaza, Galveston, Texas key people = Robert L. Moody, Chairman CEO num… …   Wikipedia

  • Countrywide Financial — Infobox Company company name = Countrywide Financial Corp. company type = Subsidiary of Bank of America foundation = 1969 location = Calabasas, CA, USA revenue = profit$6,061,437,000 USD (2007) operating income = loss$1,310,274,000 USD (2007) net …   Wikipedia

  • Merrill Lynch — This article is about Merrill Lynch as an independent company prior to its January 2009 acquisition by Bank of America and its continuing existence as the wealth management division of Bank of America. For the corporate and investment banking… …   Wikipedia

  • Bank of America Home Loans — Type Subsidiary of Bank of America Founded 1969 (Countrywide), February 2009 (Bank of America Home Loans) Headquarters Calabasas, CA, USA (Countrywide Financial) Cha …   Wikipedia


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